Stephen G. Salkever: Finding the Mean: Theory and Practice in Aristotelian Philosophy. Part I: From Practice to Theory. Princeton: Princeton University Press, 1990.
Aristotle: De Anima. C. D. C. Reeve translation. Indianapolis: Hackett Publishing Company, 2017.
Thomas Aquinas: Commentary on Aristotle’s De Anima. Kenholm Foster and Silvester Humphries translation. Notre Dame: Dumb Ox Books, 1994.
Aristotle: Nicomachean Ethics. Robert C. Bartlett and Susan Collins translation. Chicago: Chicago University Press, 2011.
Aristotle: Politics. Carnes Lord translation. Second edition. Chicago: Chicago University Press, 2013.
Aristotelian ethics commends moderation, comprehensively. Famously, Aristotle defines each virtue as a “mean”—the proximate center between two extremes. A virtue is not an exclusively human characteristic; the virtue of a horse is to run well, the virtue of an oak to grow tall and straight. Virtue is excellence in the nature and action of a being. Because “everything is continuous and divisible, it is possible to grasp the more, the less, and the equal, and these either in reference to the thing itself or in relation to us” (Nicomachean Ethics 1106a). “The equal is also a certain middle term (to meson) between excess and deficiency” (1106a). For human beings, “virtue is concerned with passions and actions, in which the excess is in error and the deficiency is blamed; but the middle term is praised and guides one correctly”; “virtue is skillful in aiming at the middle term” (1106b). Aristotle gives several examples: the virtue of courage is the mean between the deficiency, fear (cowardice) and the excess, confidence (recklessness); liberality the mean between stinginess and prodigality; magnificence the mean between parsimony and vulgarity; magnanimity or greatness of soul the mean between micropsychia, smallness of soul, and vanity; an unnamed virtue is the mean between unambition and ambition; gentleness the mean between unirascibility and irascibility; truthfulness the mean between an ironist, always understating matters, and the boaster, always overstating them; wittiness the mean between boorishness and buffoonery; friendliness the mean between surliness and obsequiousness. And so on.
Unlike a geometric figure, however, the human soul resists measurement; finding the mean is an inexact science, not a simple exercise of applying a theoretically derived rule to human practice. What theoretical knowledge can do, however, is to clarify that practice. Salkever intends, Aristotle-like, “to clarify the character” of “Aristotle’s practical philosophy” and to undertake an Aristotelian approach to “contemporary discussions of liberal democracy.” Those discussions have ranged from “treating politics as a perfectly soluble problem”—the assumption of many contemporary ‘social scientists’—or as “a tragic dilemma or paradox,” as seen in writings by the numerous epigoni of Nietzsche and Heidegger. This (very wide) spectrum includes the conventionalism of Michael Oakeshott and Richard Rorty and the historicist progressivism of Hegel and Marx. Unlike so many thinkers, Aristotle doesn’t offer an ethics that operates like a computer printout; “in Aristotle’s understanding the relationship of theory to practice is not direct” but instead establishes “an indirect connection that avoids both dogmatism and relativism.” For him, “the theory of the human good aids practice by serving as a basis for drawing out and criticizing presuppositions about human needs that are implicit in particular political institutions and policies.” Because those particular institutions and policies must be adapted to the specific circumstances that prevail in and around a given political community at the time choices must be made, “the way in which goods are ranked relative to human needs in the abstract will not be the same as their ranking in any particular situation,” and so “theory can inform practical deliberation and judgment, but cannot replace it.”
In Part I of his book, Salkever answers two challenges to Aristotelian ethics: one from moral relativists who deny that there is any “such thing as a human good apart from the goods or desires of particular individuals or cultures”; the second from those who affirm the existence of a human good but further claim that “this good is clearly and precisely intelligible to those who know how to see it.”
He begins with the relativists. Relativism is a theory, and, like all theories, it is “at its inception evaluative and explanatory,” beginning with “the sense that there is a human need for a universal perspective on the basis of which the local and particular things take on a new and better meaning, a meaning not supplied by the traditional accounts of the gods, by the poets, or by the city and its laws,” a need prompting an enterprise, “whether we call it scientific or philosophic,” that “is inseparable from the perception of a human interest in rationality as a way of life.” Theory aspires to universality and objectivity; relativists, for example, makes a universal claim about what the human good is, a rational claim about human irrationalism. They even may claim that knowing the irrationality of human ‘goods’ or desires is a good thing; knowledge is somehow inseparable from living well, even among those who deny that claims about living well have any rational content.
Heraclitus, Plato, and Aristotle claim that, on the contrary, human conduct is teleological by nature, and nature is rationally knowable. Although Heraclitus and Plato differ profoundly in their claims about nature—Heraclitean flux and Platonic forms could not be more opposed—both contend that “a certain disposition and orientation toward [the] phenomena [is] inescapable for anyone who accept the explanation” they offer. But whereas Heraclitus’ dictum, “Everything flows,” directly associates human life with the rest of the cosmos, Plato’s Socrates ‘brings philosophy down from the heavens,’ teaching that “the way to determine whether a proposed virtue of way of life is truly desirable is to ask whether that life corresponds to the function or work (ergon) that defines human beings as a specific class, different from, say, horses and knives”—related to “the rest of the universe,” to be sure, but distinct within it. Because human practice and indeed philosophy itself cannot be ‘read’ directly from ‘on high,’ Socrates and Plato both avoid the prophetic style of Heraclitus, speaking or writing with irony and playfulness. Socrates’ “unwillingness to say all that he knows, and his insistence on saying different things to different people consistently defeat the expectation that theorizing should result in a set of general rules or customs of the same order of determinateness and precision as those of the city,” with its laws. Because “nothing can be done as it is said,” “moderation and tact are the virtues controlling the philosopher’s speech,” and the philosopher’s theorizing “is not a substitute for particular choices” but “rather, it is a preparation for making them.” In the Phaedo, Salkever observes, Socrates says that logoi [speeches, including rational speeches] are like human beings: the surest way to end up hating either is to trust them without limit.”
This leaves the status of Plato’s forms as it were up in the air. It may be that he propounds them with the same irony as he speaks to Adeimantus and Glaucon. Aristotle straightforwardly refutes the theory; although Plato says that particulars somehow ‘participate’ in the forms, this “metaphor is insufficient as a causal account.” Aristotle instead proposes that “while there are no universals which exist separately from individual instances, every natural thing can be understood in terms of the potentiality (dunamis) and function or actuality (energeia) which define it.” If the potential of the thing or an action might or might not be actualized, if its beginning (archē) ‘contains’ a manner of growth and motion (today’s example would be DNA), then an account of the nature of that thing or action must be “both explanatory and evaluative.” That is, the archē implies an end, a telos, which either does or does not fully unfold. A good oak, a good horse is one that has reached this end, achieved its nature without injury or impediment. “The form (eidos) or end (telos) or actuality (energeia) of a thing is the primary means of explaining what each natural thing is, and this explanation is at the same time evaluative or critical.”
The same goes for human nature, for human beings, “since in giving an account of any given human being or human culture”—by which Salkever means a politeia or regime—we “must characterize its goals or practices in terms of and relative to the goals that define human being as a certain kind of entity.” This, however, with an important distinction, as already understood by Plato’s Socrates: “Human beings are unique among living things in being threatened with the danger of an episodic or disorganized life, and that is our greatest need (though generally not, as a matter of fact, our strongest desire) is to actualize our capacity for living according to some reasonable plan, the details of which will vary widely, just as our capacities and situations vary.” “Human nature understood as a hierarchy of ends serves as the perspective from which to judge the extent to which various characteristic ways of life and cultural institutions are just or right (dikaios) by nature,” providing “a ground for judgments that are at once causal and evaluative,” although that ground or standard does not take the form of a universal law. It “varies, within limits, from place to place and person to person.” The existence of the ground or standard, human nature, precludes moral relativism, while the sensitivity to the rational need to heed the circumstances by and in which human beings live their lives precludes moral ‘absolutism.’ The “central activity” of political philosophy or science provides “a causal account of particular things,” that is, the activity of “placing a particular individual or practice relative to the universal which defines it as human or mammalian or whatever.”
Nature is teleological. This claim is neither “shocking nor contrary to the way in which we all encounter the world, without science, through language.” It only assumes that “our world happens to be the sort of place in which events are not loose and disconnected but occur in the context of wholes of the sort we call kinds or species and Aristotle calls natures.” The species we find in this world act in a way that moves toward the fulfillment of ends, and that includes “scientific inquiry itself.” Science means knowledge; as a matter of fact, in accordance with their nature, human beings want to know, and the knowledge acquired by “placing particulars relative to relevant universals is the single most desirable human acquisition or good, at least most of the time,” being the way in which we perceive, move toward, and coordinate all other ends. In parting from this “classical teleology,” ‘modern’ or ‘Enlightenment’ science follows Machiavelli, “subvert[ing] the ordinary way of encountering and articulating the world while endorsing the judgment of the great majority that the greatest human need is not rationality, but power or freedom.” The great majority: modern science is the brain, so to speak, of the phenomenon Tocqueville calls ‘democracy,’ in America and throughout the world.
Modern science rejects teleology by (mis)understanding nature as matter in motion, as a set of particular events and elements which cause other events and combine into compounds by concatenations that follow certain predictable patterns or ‘natural laws.’ This science privileges physics over biology by reducing biological wholes to their parts, life into nonliving elements; modern social science imitates mathematical physics in the course of a cognate reductionism. Natural organisms are no longer said to be teleological wholes but teleology slips into modern social science, anyway, in the form of its attempt to (again, per Machiavelli) master human nature by discovering which causes result in which effects, then manipulating the causes to produce the effects social scientists desire. Embarrassment about this leads to ‘pragmatism,’ the attempt to make practice into and end in itself, as seen in, for example, the writings of Richard Rorty, who tells his readers that human communities are “shaped rather than found,” belonging to, loved by, their creators, who love them as their own. “What matters is our loyalty to other human beings clinging together against the dark, not our hope of getting things right”; community in the Cave, not the ascent from it. “But why,” Salkever asks, “should the need for community be more important than, for instance, the need for theoretical inquiry?” “To say that liberals can best justify themselves if they ‘simply drop the distinction between rational judgment and cultural bias'” is to deny the possibility of evaluative explanation at the same time one is practicing it,” to issue a command that exempts one’s moral and cultural relativism from its own strictures. The command rests on the decidedly non-relativist but usually unexamined claim that “the greatest human need is the need for power, in the sense of the maximally efficient accumulation of resources for achieving whatever goals our hearts happen to desire,” and, concurrently, that slavery is “the greatest threat to humanity”—an idea “expressed in our time as the need for emancipation or liberation or empowerment.” This is an “argument from a final cause,” but a “concealed” one, concealed indeed from most of its proponents. Aristotle already had his reply ready: although democratic, this belief “is uniquely dangerous to democracies because it acquires a certain respectability through the false identification of freedom with living as one pleases.” But since, as Socrates notes, the desires are foolish and contradictory counselors, a democratic regime founded on this identification will wreck itself, if it isn’t wrecked by rival regimes before it collapses by its own illogic. [1]
Thus, teleology turns out neither to be hopelessly ‘metaphysical’ in the pejorative sense of the word nor “inextricably bound to a false cosmology.” It is biological, a science that begins with noticing that in “the world of observable change, of the generation and corruption of organisms,” patterns are discernible; Aristotelian biology seeks “to determine what these patterns are, to distinguish species from species.” Biology is an empirical science. Empirically, “the properties of living organisms are not reducible to those of their inanimate components.” That being so, “to be alive is to be a living something, a horse, a human being, and so on”—organisms are “individuated within species.” Both their irreducible wholeness and their species forms “a way of life definitive of a particular species.” (This will turn out to be politically important, since one element of a politeia or regime is its Bios ti, its way of life.) Wholeness in the way of the species constitutes what Aristotle calls the anima, the soul of the organism, which “is not separate from its matter or body,” except for purposes of analysis. In terms of life as lived, a corpse is no longer a human being, as it lacks soul, its principle of life, and movement (including its growth). “‘Matter’ is always relative to the form it takes, and souls is simply the functional state of such matter.” Thus, “an organism’s nature is determined more by its soul than by its matter, more by its species character than by its organs.” That way of life is its actuality, its energeia, aiming at its purpose or end. There are, then, “grades of being,” “from purely random potentiality (matter, body, parts) to purely organized actuality (form, soul, wholes, function)”. Not all natural phenomena are teleological; rainfall isn’t intrinsically teleological, nor are rocks. A biologist will see, as anyone can see, that organisms depend upon the nature of these nonteleological, nonliving beings for their own life, but this leaves open the question of whether that dependence implies an overall design or Designer of the cosmos. Living phenomena are teleological, including human beings. As such, one can call an individual organism better or worse “with reference to the being [ousia] of each sort of thing,” each species (Physics 2, 199b 30-32). In terms of cosmology, “the universe is neither a random heap nor a gigantic unitary animal; rather, it is composed of interdependent parts which are themselves wholes.”
Aristotle denies that such species-defining actualities can be known with “the certainty and precision of mathematics.” Nonliving beings can be known more precisely than living beings; they are not self-directed but are subject to external forces more readily measured than the immanent and purposeful energeia of organisms. “The major resistance to the assumption of Aristotelian science is…more likely to be political than scientific,” as modern science has been animated by the Machiavellian/Baconian ‘project’ of mastering nature and fortune for the relief of man’s estate. We moderns want to control nature “for human ends,” and Aristotelianism resists that precisely in order to raise the question of what human purposes should be. Get rid of teleology and you don’t know, a problem that results in the tendency of ‘moderns’ to smuggle purposes in, surreptitiously, as noted.
What, then, is the human purpose, the human ‘good’? Salkever finds “Aristotle’s approach to social science”—Aristotle himself always says “political science”—to be “superior to the two principal approaches characteristic of our time, empiricist and interpretive social science.” Empiricist social science can give no guidance for human action, although it can inform human choice of action; interpretive social science (much of anthropology, for example) can talk about purposes, but only “more or less ‘from the native’s point of view,'” that is, from the perspective of a given ‘culture.’ Interpretive social science cannot, and indeed in principle refuses, to say whether one ‘culture’ or regime is better for human beings than another. Aristotelian political science encompasses both empiricist and interpretive social science while also providing an account of human nature that serves as a framework for judging the relative goodness of the several regimes and their many variants.
Politics means ruling and being ruled in turn. In households, such rule is seen in the relations between husbands and wives, whereas the rule of parents over children and of masters over slaves are command-and-obey relations, the first for the good of the ruled, the second for the good of the ruler. All political regimes have three characteristics. They are structured by nomoi (meaning both laws and customs); they are also structured by “some procedure for ruling and being ruled in turn, rather than, say, by force, chance, or wisdom”; and the ruling choices “are motivated by the desire to improve the lives of all the citizens,” ensuring that they both live and live well. (In a masterly regime, neither of those goods are ensured.) Since so many regimes are in fact bad—defined by ruling for the sake of the rulers, exclusively—much of Aristotle’s political science “is devoted to explaining why politics is so unusual and how other kinds of associations,” not only bad regimes but such sub-political associations as families, clans, friendships, armies, and markets “distort real politics in his sense of the term.”
Stepping back for the moment, Salkever shows why modern empirical social science will not do. Aristotle never saw it, but he knew Democritus’ “assertion of the universality of external efficient causality (a claim shared by modern science).” Against this, Aristotle observed that all organisms are self-moving and that “all animals” moreover “move by choice (prohairesis) or intellection (noēsis).” In the De Anima, Aristotle calls the soul (psuchē) “the starting point [archē] of all living things,” not separate from the body (De Anima 402a2). Animals as distinct from plants gain knowledge of the world, and this knowledge begins with their souls. That knowledge informs its movements, whereas the movements of plants involve no knowledge. The souls of both plants and animals seek nourishment, but the growth enabled by the nourishment they find has limits imposed by nature, unlike fire (416a15; see also Aquinas, Lecture IX. 532). Limits imply knowability. Animals know things, and this knowledge begins with sense perception, which also has limits based upon a mean; place an object at some great distance from the eye and the eye can’t see it but place it on the eye and it can’t be seen, either. The same goes for sound, odor, and the other senses: too far or too close, too much or too little deranges sense perception. “Excesses in perceptible objects destroy the perceptual organs, for if the movement is too strong for the perceptual organ, the ratio is dissolved (424b25-30, Aquinas Lecture II.556); the “perceptual capacity…is not capable of perceiving after the perceptible object has been too intense” (429a30). The naturalness of the mean, then, holds well beyond ethical and political life—both of which govern the desiring, not the perceiving, aspect of the soul; the naturalness of the mean is not even distinctively human. Human beings are distinctive because their souls move in accordance not only with sense perception, desire, and knowledge but with rational understanding. Understanding receives the form, the species, of things; because it entails no organ that it can be injured, understanding receives the most intelligible things most clearly (429b1). Intense intelligibility doesn’t bother it; on the contrary, the more, the better. But by seeing the forms, the natures of things, including the soul’s several aspects, it can guide nourishment, perception, and desire toward the mean in action, although it does not directly prompt action. The soul, as Salkever puts it, is “the definitive activity of an organism,” or, in Aristotle’s metaphor, “If the eye were an animal, sight would be its soul” (412b18-19).
Only human souls are characterized by praxis, this concatenation of perception, thought, and desire. “The subject of politikē or political science is ta prakta, matters concerning practice.” This is not the will, which is nowhere to be found in Aristotle’s writings but “the result of a specific,” specifically human, “kind of desire.” While animals, like humans, can make mistakes, desire things that are bad for them, “in general, an animal’s pleasures are appropriate to its ergon: most dogs, spiders, and mules take pleasure in the sorts of things that all members of their species appropriately desire.” With human beings, however, desires vary considerably not as contrasted with other species but as contrasted among individuals of their own species; this is “the major source of human inequality,” as (for example) some yearn to rule, some to serve, many only to be ‘left alone.’ What is more, it is the human capacity to understand, to reason, that intensifies these intraspecies divergences. Some people are better at reasoning than others; “natural slaves” and children do not deliberate well, as they can make a choice (hairesis) but not a deliberate choice (prohairesis). “For human beings, biological inheritance is much less powerful in determining a way of life” than it is in other animal species, and this is true both for individuals and for the groups they form, from families to poleis. At all levels, “the heart of a specifically human life is not that it is freely willed rather than necessitated,” as the moderns sometimes insist, “but rather that it operates as a coherent whole rather than a series of moments.” Only we can ask ourselves, What is the good for ourselves? Given our diverse natural capacities, let alone our diverse circumstances, temperaments, habits, our answers will be controversial with others of our kind. “It is this controversy that provides the central problem for, and the raison d’être of, the social scientist. Awareness of the problematic character of human happiness leads to the realization that individual prohairesis requires theorizing about the human good in general.” We controvert one another’s claims about what living well is, and such controversies might lead to attempts at removing other humans’ capacity to live, at all.
Human beings are political because they have reason and speech; they are not capable of reason in order to be political. By reason and speech, they seek justice, an ordering of life according to their claims of what it is to live well. The laws poleis establish express these claims. Speech is not simply, or even primarily, a means of conveying information or expressing one’s ‘self’—the ‘self’ being the modern substitute for soul. Reasoned speech “rather makes it possible for us to discover through deliberation the kinds of goals in terms of which we can best organize our lives—those means which for us constitute human happiness,” the purpose of human life as flourishing according to the nature of our species. As we do so, we need laws and customs—conventions—to “help bring us to an awareness of what is best for us.” Laws and customs can provide a framework for such deliberation, and themselves embody prior deliberations by those who have shaped them. It is in this sense that Aristotle calls the laws “reason without desire” (Politics 1287 a32). And “living according to laws is…said to be essential throughout life because unmediated logos is not strong enough to overcome most people’s occasional resistance to moderation and living well,” living in according to the mean between extremes. The laws’ impersonality helps, because, as Aristotle remarks, “people hate those who oppose their impulses, even if this is rightly done” but laws that require things that are rightly done cause much less sting of resentment (Nicomachean Ethics 1180a21-24). For Aristotle, “political life thus understood appears neither as the peak of human excellence nor as a strategy for protecting individual rights or powers” but instead “answers to the human need for authority, for a structure of reasonable prejudice to support and sustain good ways of life.”
What does it mean to “live well” by nature, not merely by convention or by assertion? By nature, human beings live well insofar as their lives “are ordered by the specifically human telos.” Crucially, as with so many natural things, “this goal is expressed not in terms of some transcendent ideal or rule of obligation, but as a mean, which in turn is defined as an appropriate logos or proportion of opposing tendencies.” A good character “must be a mean relative to each individual’s capacities and circumstances. “In living this way, persistently over time, a human being develops a hexis,” a set of “qualities in an individual that are relatively firm and definite at any moment, the qualities that identify individuals as more, or at any rate other, than a bundle of unrealized potentials.” Not only human beings have a hexis; in all things, the hexis is “that by virtue of which [they] are what they are”—again, “ordered wholes rather than heaps of elements.” This is why Aristotelian political science resembles other sciences—less precise than the others but nonetheless seeking to know and to understand things as they are. “The basis for any understanding of human affairs must be a perception of what constitutes a well-ordered person, just as the practice of medicine must begin with a perception of what constitutes a healthy somatic constitution.” Both political science and medicine rely “on a procedure that can be figured by the metaphor of the mean, a certain optimal ordering of the elements of the thing being ordered, whether that thing is a person as such a simply a body,” although “the means that social science has in view is much more difficult to discern than the medical mean…and is even more subject to case-by-case variation,” souls and their relations with other souls being more complex than bodies.
Regimes aim at instantiating ways of living well by the means of laws and customs. “To achieve the possibility of rational conduct we require a long period of habituation,” enhancing what we are naturally given. “The curious and decisive fact about human life is that we have a profound biological need for an institution that will shape our desires into healthy patterns, but a relatively weak natural impulse towards institutions of that sort (as opposed to our powerful natural impulse to form families or clans.” This is why poleis are so often badly ordered, why “there will almost always be a difference between a good human being without qualification and a good citizen of a particular city,” since “the conception of the human good implicit in the city’s laws may be mistaken,” and, “even if it is not, the good citizen must accept the interpretations of the laws made by others even if they seem less than fully rational, except when that citizen in turn holds political office.” Given this reality, often so difficult to accept, political scientists ought therefore to aim not at “fashioning a utopian alternative institution” or, alternatively, or at avoiding the tasks of criticizing and guiding altogether—tasks that will prove difficult enough. Human beings vary from one to another, complicating any attempt to formulate policies for a group of them; more, each polis aims at multiple purposes, which include living, living well, and living together—all of which can conflict, given the many circumstances in which the polis finds itself. “Political organization and authority are not fully justified unless the nomoi of that organization are reasonable means toward the development of healthy personalities, but that organization cannot continue to exist unless those same nomoi are also reasonable ways of providing for the security of the polis and maintaining a good level of integration or civil friendship”; further, “the requirements of virtue and those of peace and integration seldom coincide,” a dilemma that “does not admit of precise theoretical resolution.” And this is more, even, than the presence of good laws and customs: “Poleis will be well governed only to the extent that citizen-governors have or are virtuous hexeis; otherwise, the resources of the polis are likely to be used for the wrong purposes,” as “passion perverts even the best when they are ruling” (Politics 1287a31-32). And it is quite “difficult to persuade people to be just when they have the power to act unjustly,” a fact that involves political science with “a rhetorical problem,” in addition to all the others.
For example, the deliberation rulers should undertake requires leisure. But such “unleisurely ways of life” as farming, commerce, and crafts “are absolutely necessary for the survival of the polis,” and the interests of the several classes will differ. “Therefore, some whose ways of life are necessary for poleis must as far as possible be excluded from active citizenship if the polis is not to be twisted by the pressing claims of private or economic interest.” In small towns today, local business owners may take control and then push forward policies that serve themselves, to the disadvantage of everyone else; parents on school boards will often pad the budget ‘for the sake of the children,’ that is, their children. “A determination will thus have to be made in each case concerning how far to modify the claims of excellence in view of the subordinate, though indispensable, requirements of stability and integration.” A well-modulated, just balance “must be struck,” but this will be “the work of the wise citizen (the phronimos) who has a solid grasp of the possibilities and dangers of local conditions, and not the social scientist,” usually. What the political scientist can provide is a “general theory based on considerations of human nature and the human good or goods,” as it is “only through such theorizing [that] we can gain a clear sense of the problems that politics must solve,” but this science, practiced prudently, will understand that “the problems it brings to light do not admit of precise theoretical solutions,” and those solutions seldom translate directly into practice.
Theorizing constitutes only one of four tasks for political science. In addition to understanding the “best regime,” the “one to be prayed for” but hardly likely to be implemented, political scientists need to know what regime will be best under less than optimal conditions, “when we cannot take stability and integration for granted” (the topic of Politics Book 4), to know how a given regime may be made more stable and coherent (Book 5), and to know “the technique of bringing existing regimes closer to the best.” To undertake this task, political scientists need a well-measured recognition of the imprecision of their science but also a “proper habituation or upbringing” and the “maturity” that comes from experience—a sound hexis. (“This is not a problem for sciences such as arithmetic and geometry.”) “The distinction between youthful passion and mature reason, then, is not here a difference between heated commitment and indifferent reflection, but rather the difference between an observer who is a loosely knit collection of psychic parts and one who is closer to having become a distinct and irreducible organism.” [2] Such personal qualities serve all scientists, not only political scientists; an impassioned, inexperienced youth is likely to acknowledge that “the principle that the same thing cannot both be and not be at the same time,” inasmuch as he is less likely to reason, to think logically. He doesn’t really want to. [3]
Political science is not self-sufficient but “rather an instrumental condition of practical wisdom (phronēsis), the excellence of deliberating about particular choices that Aristotle sees as the way to the best of goods among the practical things.” I “can clarify deliberation about our particular lives both by enriching our political vocabulary and by suggesting possible alternatives to political life as such.” The general good discovered by theorizing and the particular good achieved in practice are both the same and not the same, in the way that the road from Thebes to Athens is also the road from Athens to Thebes—a “single completed motion but as a continuous back and forth.” “The best work of social science would be the development of more clearheaded and less vehemently serious citizens.”
Salkever completes his account of Aristotelian political science by looking still more closely at “how theory informs practice.” He is especially concerned to vindicate Aristotelian teleology from “the charge that it irrationally seeks to establish a dogmatic foundation for scientific and practical reason.” Aristotle regards scientific or theoretical reason not as “abstract speculation alone” but as “the activity of seeing the universal in the particulars before us.” Practical reasoning or prudence must differ from this, since deliberating well about living well can be done by “people of much experience and little theory,” as grandparents delight in remarking. Political philosophy and the political science that forms a part of it is primarily a matter of such prudential reasoning, although theoretical reasoning can helpfully inform it. Rules-based moralities (preeminently, now, Kantianism) abstract from “a central feature of human life,” the way of life of a given polis, and indeed the regime generally; they also abstract from circumstances, which even rule-bound judges concede to ‘alter cases.’ Rules-based morality strive for certainty, perhaps in an effort to replicate the certainty of faith in God and His commandments. But reasoning isn’t revelation, even if what God reveals is Himself as Logos. “Rule morality treats social life as fundamentally unproblematic,” treating persons impersonally. But for Aristotle, moral and political philosophy resemble biology more than mathematics—concrete, not abstract, and teleological, not deductive.
Accordingly, “the phronimos, the person of practical wisdom or prudence,” does not formulate precise rules but thinks and acts in terms of “a metaphor—the metaphor of the mean—whose function is to clarify problems of practical choice, and not to resolve them.” As an example, Salkever considers E. M. Forster’s novel, Howard’s End, in which the main character, Margaret, comes to see that her captain-of-industry husband’s sentimental charitableness amounts to an “unweeded kindness,” a kindness without prudence, the sort one sees in “well-intended children.” “What is lacking in such a person is not the ability to desire or will some universal goal, but an ability to understand the problems and possibilities that belong to a particular context.” Aristotle commends no natural laws, whether Thomistic or Hobbesian, and no Kantian categorical imperative or utilitarian calculus, either. “Our needs,” which are “biologically inherited,” “constituted for us by nature, rather than created by our wants, desires, or actions,” are “complex and frequently conflict with one another.” Each individual is “heterogeneous,” reflecting “heterogeneous interests and needs”; so is each polis. For this reason, “good or reasonable action-choices are not deductively valid and necessary applications of universal rules, but more like well-informed guesses, resting on complex perceptions of that balance of importance and urgency that is likely to be best for us.” Moral and political theory provide not so much ruling principles from which right actions can be deduced as “rules of thumb that hold true usually or for the most part, such as the rule that one should repay debts in preference to doing favors.” Although it cannot “supply practice with determinate rules of action,” theory “can inform and improve situational judgment in three ways: by explaining why such judgment must attend to person, y pointing out the way in which different persons or relationships correspond to different needs, and by calling attention to the commonest sorts of errors,” thereby articulating “the richness and complexity of the natural world of human needs and interests.” In this, Aristotle comes to sight as more realistic than either the modern ‘idealists’—no great challenge—or modern ‘realists,’ the Machiavellians who dismiss Aristotelian morality as so much heavy baggage.
But “can this approach to moral reasoning be extended to political or public matters”? And can it be so extended now, in modernity, where modern states have replaced poleis? Salkever turns to this question in Part II.
Notes
- Salkever addresses one noble but incoherent attempt to remediate this dilemma, Alasdair MacIntyre’s After Virtue (Notre Dame: Notre Dame University Press, 1981). Because MacIntyre begins with the historical-relativist assumption that Aristotle reflects Greek political culture, rejection “the possibility of any natural or biological grounding for teleological explanation,” and because he also takes the characteristically ‘modern’ stance that “human beings are individuated within social roles, without qualification, as if Aristotle had never insisted on the distinction between the good human being and the good citizen,” his teleology is in the end a matter of convention, only. His book registers a “tone of frustration with philosophy as a whole,” resulting in his “proposal that what we need most now is not rationality but ‘the construction of local forms of community,’ the virtues of the monastery rather than the study.” For additional discussion of MacIntyre, see “Two Critiques of Nihilism” on this website, under the category, “Philosophers.”
- “According to Aristotle, experience (empeiria) is a more specifically human attribute than is sensation (aiesthēsis). All animals are capable of sensation, but humans are more capable of experience, of connecting sensations by memory and holding them together in the experience of a single universal (for example, human being) that arises from the sensation of individuals”; “for Aristotle the work of science is articulating experience, while for the mainstream of modern science it is connecting sensations.”
- “Since the archai of first philosophy and natural science, like those of social science, come from experience, the young cannot become philosophers or natural scientists, although they can be first-class mathematicians or geometers” because “the principles of mathematics come from abstraction, the principles of the others come from experience.” There have been many chess prodigies, no political prodigies. This is well understood in monarchic regimes; when a king dies untimely, his young heir continues in school, leaving rule of the kingdom to a regency.
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