This is the second of two lectures first delivered at Hillsdale College in the spring of 2016.
By the time George Washington published his Farewell Address in September 1796, the United States had added three new states to the Union: Vermont, Kentucky, and Tennessee. James Madison’s “extended republic” had begun to push west, adding to its strategic depth. And of course the substantial Northwest Territory was waiting to be populated. Out of it would come the states of Indiana (1800), Ohio (1803), Illinois (1818) and, a generation later, Michigan (1837) and Wisconsin (1848). Washington knew some of this land quite well, having surveyed and purchased some Ohio property before the Revolutionary War. A major domestic and foreign-policy objective takes up the first half of his Address, namely, the political union of the United States, which he calls “the main pillar in the edifice of your real independence,” providing tranquility at home and peace abroad—the foundation of Americans’ safety, prosperity, and liberty. The Union provides safety by making the United States more formidable to would-be invaders; it provides prosperity be establishing a large free-trade zone; and it provides liberty because it obviates the need for “those overgrown military establishments” which “are to be regarded as particularly hostile to Republican liberty.” A broken-up North America would feature a collection of small and medium-sized sovereign states suspicious of one another, armed against one another, and to the extent armed prey to military coups d’état. No mere alliance among such states could substitute for their constitutional union, Washington argues. Indeed, disunion or faction is by itself “a frightful Despotism,” quite apart from the threat of military oligarchy to republican liberty.
In terms of the first two considerations I mentioned in the previous lecture, Washington addresses the need for a unified, modern federal state as the means to a stable, republican regime—both at the service of securing Americans’ natural rights to life, liberty, and the pursuit of happiness.
The second half of the Address, now the most celebrated portion, addresses geopolitics. Unlike so-called foreign-policy ‘realists,’ Washington regards geopolitics as no less a realm to be governed by moral standards as domestic politics. In fact he regards what academic and journalistic commentators now call ‘idealism’ and ‘realism’ as indispensably linked, not contradictory.
Americans should, he writes, “observe good faith and justice to all nations while cultivating peace and harmony with all.” As we’ve seen, this policy had governed his dealings with the Cherokee, and it had also governed his policy of neutrality respecting the wars attendant upon the French Revolution. During those wars, the French ambassador to the United States, Edmond Genêt, had attempted to whip up sentiment for American intervention on behalf of his country. On the contrary, Washington says, we should adhere to neutrality because “religion and morality enjoin” it, and prudence does, too. In sharp contrast to the advice of Machiavelli, who contended that a prince must learn “how not to be good,” Washington’s anti-monarchic, non-‘princely’ republican foreign policy rested on the claim that it’s smarter to cultivate virtue than virtù.
But how to bring this general set of rules into action?
The centerpiece of Washington’s advice to his countrymen is to avoid “permanent, inveterate antipathies” toward and “passionate attachments” to any particular nation. In the 1790s, with memories of the Revolutionary War still vivid, Americans understandably inclined toward antipathy toward Great Britain—our “unnatural Mother,” as one patriot described her—and leaned toward sentimental attachment to our ally, France, without whose naval intervention the war would have dragged on for years longer. But a policy, a plan of action derived rationally from the politics of the national community (its regime, its state, its geography), must avoid such impassioned, unreasoning sentiments. Passions are slavish, not self-governing, in the soul of a creature capable of reason. Specifically, permanent antipathies and attachments—hostility or alliance unrelated to changing circumstances—will produce bad economic and political consequences, weakening our security in the enjoyment of our natural rights.
With respect to political economy, such antipathies and attachments put our trade at a disadvantage. If we favor one nation for reasons of sentiment alone over another, we will lose the value of the free market, wherein foreign nations compete for our market— a large and expanding market, given the westward march of Americans that had already begun, a march made possible by vigorous population growth. Politically, they open us to foreign influences—the likes of Genêt—which exacerbate our own internal factions and thus threaten the Union.
Therefore, Washington argues, “The great rule of conduct for us, in regard to foreign nation is in extending our commercial relations, but to have with them as little political connection as possible.” He is thinking particularly of Europe, which “has a set of primary interests, which to us have no, or very remote relation. Hence she must be engaged in frequent controversies, the causes of which are essentially foreign to our concerns. Hence therefore it must be unwise in us to implicate ourselves, by artificial ties, in the ordinary vicissitudes of her politics, or the ordinary combinations and collisions of her friendships, or enmities.” Fortunately, we are “detached and distant” from Europe; our geographical position across the Atlantic Ocean affords us the capacity to “choose peace or war, as our interest guided by justice shall counsel.” That is, under ordinary circumstances we will stay out, although there may be extraordinary circumstances—presumably, a situation directly affecting our safety and happiness—in which we might intervene.
Washington isn’t an ‘isolationist,’ opposed to all alliances, much less a pacifist, opposed to all war; he had not suddenly become ashamed of his status as a war hero and Commander in Chief of the United States armed forces. He rather opposed alliances committing us to war in advance and thus, as he puts it, “entangle war, peace and prosperity” with European ambitions and interests. Two decades later, Washington’s former protégé James Monroe and Monroe’s Secretary of State, John Quincy Adams, would formulate the Monroe Doctrine, intending to limit the expansion of Old-World empires of monarchy and aristocracy in the New World, where the Empire of Liberty was beginning to see republican regimes—friendly regimes—replacing Spanish imperial rule.
Beyond Europe, and regarding the foreign world generally, we should also “steer clear of permanent alliances” and “safely trust to temporary alliances for extraordinary emergencies.” A good example of this policy was the war against the three Barbary States—Morocco, Algiers, and Tripoli—which sponsored piracy against our Mediterranean shipping. The Jefferson and Madison administrations fought those states in the early 1800s, and rightly so, by Washington’s standards. The Barbary States were attacking the commercial interests of the American commercial republic, specifically defying the principle of free commercial traffic on the open seas. Similarly, the War of 1812—the first of the five declared wars we’ve fought under the 1787 Constitution—was fought in defense of the principle, “Free ships, free goods, free men.”
Washington concluded his address by explaining, “With me, a predominant motive has been to endeavor to gain time to our country to settle and mature its yet recent institutions, and to progress without interruption , to that degree of strength and consistency”—the political equivalent of moral character—”which is necessary to give it, humanly speaking, the command of its own fortunes.” Unlike Machiavelli, who claims that the prince can determine his own fortunes and those of his principality, Washington understands that the laws of nature and of nature’s God have a moral content, that foreign policy can issue in peaceful friendship and not a perpetual war of all against all.
Washington’s policy of gaining time, extending the republican empire of liberty westward while avoiding major wars with great powers, governed American foreign policy for the next century. It isn’t at all clear how far west Washington himself would have wanted to go. For example, several decades later, the Whig Party tended to prefer not to go farther than the Mississippi River, whereas the Democrats—more favorable to the extension of slavery and also amenable to very substantial self-government by the states even at the expense of the coherence and indeed the perpetuation of the Union—optimistically pressed the nation ahead, through Texas and on to the Pacific Ocean. The resulting conflict over territorial expansion nearly split the Union, but by 1890, when we’d consolidated our Pacific claims and the frontier was judged to be ‘closed,’ we had some very substantial choices to make.
As far back as 1787, in The Federalist, Alexander Hamilton had argued that oceans are as much highways as they are barriers; as a Caribbean-born transplant to New York, he knew that very well. By 1890, technology had made this much more so, with steam-powered vessels having replaced the old sailing ships and telegraphs making ‘messaging’ nearly instantaneous. These improved means of transportation and of communications had strengthened European empires; by Queen Victoria’s Diamond Jubilee in 1897, Britannia not only ruled the waves but about one-fourth of the land on earth and about one-fifth of its population, while France, Germany, Russia, Austria-Hungary, Turkey, and even Belgium had substantial holdings as well.
Also as a result of these technological advances, rulers were beginning to reconceive the world as one ‘system’; our term ‘geopolitics’ was invented at this time. The leading naval strategist of geopolitics was the American, Alfred Thayer Mahan, among whose readers and correspondents numbered an ambitious and vigorous young American politician, Theodore Roosevelt. In the English-speaking world, the leading geopolitical writer who concentrated his attention on land masses was Halford Mackinder. Whereas Mahan focused on the importance of controlling key oceanic chokepoints as indispensable to world commerce, Mackinder pointed to what he called “the World Island”—the giant land mass comprised by three interconnected continents: Asia, Europe, and Africa. Mackinder understood that if you lay a political map over the map of the World Island, you see that the central flashpoint for conflict in the twentieth century would be the large, flat European plain running from the Atlantic to the Urals; along this plain, the central region (the flashpoint within the flashpoint) is the space between Germany and Russia. World Wars I and II would in large measure be ‘about’ control of that Heartland of the World Island, and the Cold War would ‘freeze’ rival forces in that place, too, as NATO forces confronted those of the Warsaw Pact.
Such a radically changed circumstances presented American strategists with a set of problems noticeably different from those seen by Washington and his successors. Would the strengthening empires block American trade? Would they once again threaten American shores, as they had not done since 1812? Further, having fought a devastating civil war, a war on our own territory, we were less likely than ever to want to fight a war on our own territory—especially given the increasingly devastating power of modern weapons and of the well-organized and trained mass armies raised by modern states. We needed to re-think the question of strategic depth, a question we thought we’d answered in turning the middle part of North America into an empire of liberty. And we also needed to re-think our policies regarding international commerce.
American strategists proposed several choice. The first, advocated by German immigrant and old Republican Party ally of Abraham Lincoln, Carl Schurz, was simply to continue the Washington policy: to reject not only empire beyond our own continent (“overseas empire,” as he called it) but even to reject any major strengthening of the military—this, on the traditional grounds that big military establishments threaten republican regimes and that a bigger navy would be a “dangerous plaything” in the hands of ambitious men. By far the most distinguished American statesman to carry this policy forward was Herbert Hoover, whose “magnum opus” (as he rightly called it), Freedom Betrayed, was published for the first time only a few years ago, after decades of suppression by the Hoover estate.
The second, opposite, policy was advocated by the young Indiana Republican Senator Albert J. Beveridge, who called for a vast imperial project based upon the alleged superiority of the white race, a notion itself based upon the ‘race science’ that formed part of early Progressivism. The most famous of Beveridge’s speeches remains “The March of the Flag,” delivered at a Republican Party convention in Indiana. In it, Beveridge called for American conquest of the rest of the Americas and their incorporation into the United States—not, to be sure, as equal states but as colonial territories. Such an expression of racial superiority fit right into the Progressivism of the day, and Beveridge might be described as the most vocal representative of the militarist wing of the movement, which ranged from the militarism of Beveridge to the pacifism of Jane Addams.
Two in-between policies also emerged, and from them flow the American versions of foreign-policy ‘realism’ and foreign-policy ‘idealism.’ Heading the realist camp was TR, who advocated the use of a greatly-expanded navy, which he eventually succeeded in obtaining, and peacetime military conscription for the army, which he hinted at but never formally proposed. These forces, but especially the navy, would be used not so much for imperial expansion but for obtaining naval bases throughout the world, usually but not always with the consent of foreign governments. These bases would counterbalance the much more expensive (and, as it turned out, untenable) imperialism of the Europeans.
To reinforce America’s opposition to European imperialism in the New World, Roosevelt also propounded his well-known “Corollary” to the Monroe Doctrine, stipulating an American right to intervene in Latin American countries if they fell down on their debt payments to European nations. Such refusal to repay loans, if they became “chronic,” invited European military intervention into the Western Hemisphere—which the original Monroe Doctrine was intended to discourage. If looked at from this perspective, TR’s foreign policy becomes quite coherent: drive the weakened Spanish imperialists out of the Caribbean and the Philippines, avoiding the acquisition of such countries by other empires (especially the Brits and the Germans) while eventually spurring the newly-acquired countries to govern themselves. The policy deploys the old Washingtonian policy of regime change to obviate any need to (quite implausibly) make them into U. S. states while also avoiding their (un-American) use as permanent colonies of our own. Add the Panama Canal, linking the Atlantic and Pacific oceans for both trading and military purposes, and you see that TR aimed at recovering America’s strategic depth under new circumstances.
As an aside, I should mention that Roosevelt’s ‘realism’ differed sharply from the academic schools of foreign-policy ‘realism,’ seen (for example) in the writings of the late Hans J. Morgenthau. Academic realism focuses entirely on economic, military, and political ‘power relations’ among states; as such, it is amoral. TR on the contrary was nothing if not a moralist. His geopolitical calculations aimed at the promotion of what he described in one essays as “realizable ideals”—policies that were informed by such general moral principles as honesty and human rights, but which were at the same time practicable. Up to and including his years in the presidency, TR did not assume that the realization of such ideals could be complete, nor did he assume that something called ‘History’ would inexorably deliver them. Statecraft depended upon “fearing God and taking your own part,” to cite one of his many book-titles.
The other policy, advanced most conspicuously by TR’s great rival, Woodrow Wilson, has come to be called ‘liberal internationalism.’ Wilson’s phrase, “The League of Nations,” comes from the famous essay “Perpetual Peace,” published by the German philosopher, Immanuel Kant, in 1795. Someday, Kant predicts, the European system of sovereign states, solemnized by the 1648 Treaty of Westphalia, will break down as the result of a cataclysmic war. All the major powers will exhaust themselves. Seeing the error of their ways, they will form a League of Nations to prevent any future wars. Wilson evidently saw in the Great War exactly this Kantian apocalypse. As the war dragged on, he proposed what he originally called a “League to Enforce Peace,” which was actually more descriptive than “League of Nations,” inasmuch as the League did in fact commit its members to intervention —diplomatic at first, but military if needed—to stop cross-border wars and to punish “aggressors.” What Wilson called “the organized major force of mankind” would be rapidly mobilized to prevent another world war, making this one (he hoped) a “war to end war.” Although the United States Senate refused to ratify the treaty that would have brought us into the League, President Franklin Roosevelt’s subsequent plan for the United Nations amounts to essentially the same thing. That is, instead of avoiding “entangling alliances” in order to avoid unnecessary wars, the United States would involve itself in a sort of comprehensive entanglement in the hope of preventing small wars from becoming world wars.
Why did Wilson suppose that this would be feasible rather than exhausting? He does not say. But given his confidence in historical progress, my guess is that he believed that human nature was getting the aggression bred out of it, that ‘History’ was ‘moving on’—progressing—beyond war-consciousness and towards peace-consciousness. That is, liberal internationalism in its more buoyant forms may depend on the belief that peace can be made permanent because human nature isn’t, because we are near ‘the end of History.’ Wilson’s ideals, always more ambitious than those of TR, seemed realizable to him because ‘History’ was on his side. For a League of Nations really to enforce peace around the world, wars would need to become not only small but rare.
With these innovations—some consistent with American principles, some not—we see clearly the elements of American foreign policy today. The undermining of European imperialism continued, as the Austro-Hungarian and Ottoman empires collapsed in the First World War; the German Empire went down, too, then reconstituted itself before collapsing again in the Second World War; the British and French empires were the next to go, critically weakened during that same war; the Russians expanded, then lost their empire at the end of the Cold War. The United States had a hand in hastening the demise of each of these empires. Although one piece of TR’s policy—routine intervention in Latin American affairs—was bridled, the centerpiece of that policy—a network of naval bases supporting an extensive fleet (later supplemented with air forces) endures to this day. I am not sure that Alexander Hamilton would have disapproved and, given the Jeffersonian/Madisonian defense of U. S. shipping in the Mediterranean even the old Democratic Party might have hesitated to condemn it under contemporary conditions.
On the other hand, liberal internationalism would have been viewed by the Founders with much more suspicion. Such a strong and continuous requirement to intervene may strike one—as it did indeed strike the majority of U. S. senators during the League of Nations treaty debate—as a weakening of American sovereignty. Since the end of the Cold War, every president and Congress have been forced to choose the places in which we intervene, although the principles of liberal intervention open the possibility of such intervention in any instance of cross-border aggression. But what liberal internationalist principles do is to bias the debate in favor of economic, military, and diplomatic intervention, thereby distracting statesmen from their more fundamental task of defending the self-government of the United States.
In terms of our self-government, the U. S. Constitution has also seen a subtle but profound alteration, at least in the way it is interpreted or perhaps misinterpreted by the Supreme Court. The pivotal case here was U. S. v. Curtiss-Wright Export Corporation. In this case, decided in 1936, the Court opined that, first, foreign policy is preeminently the domain of the executive and, second, that the necessary and proper clause applies only to domestic matters and not to foreign policy. This gave President Roosevelt and subsequent presidents very great discretionary powers indeed—powers they have at times not hesitated to exercise. Now, once again, it should be noticed that in the case of war a president has always had the right and in fact the duty, as Commander in Chief, to take immediate action against enemy attack without a declaration of war by Congress. Of the roughly 200 wars the United States has fought since the ratification of the Constitution, only five were formally declared.
But the decision in Curtiss-Wright had nothing to do with U. S. military action. It authorized the president to embargo two Latin American countries that were at war. While Congress continues to exercise the power of the purse, and thus can shut down presidential ventures in foreign policy in due course, ‘due course’ may take a lot of time. In both foreign and domestic policy, the new constitutional dispensation under the aegis of Progressivism and its several variants (New Deal-ism, Great Society-ism, and so on) have inclined toward the practice of generous transfers of authority to the executive branch—whether to the executive branch proper, that is, the White House, or to the administrative agencies, which have become a sort of fourth branch of government. That is, we have moved some distance from a regime of democratic republicanism, and from a federal state, toward a centralized state governed by a mixed regime featuring an executive who enjoys quasi-monarchic powers in foreign policy and an administrative elite or ‘meritocracy’ which reminds one a bit of Old-World aristocracy, absent the blue blood. The Founders would be less than pleased about all of that.
As to Washington’s policy prescriptions, we have mostly avoided permanent, impassioned attachments or antipathies toward any nation, although our ‘special relationships’ with Canada, the United Kingdom, and Israel have become partial exceptions to that rule. These partnerships are far less worrisome than they would have been in the 1790s, given the similarity of the regimes involved and also given American power, which far exceeds that of any of the countries in question. And of course all of these countries continue to serve our strategic interests. Washington’s policy of avoiding all but necessary political relations has been violated or upheld, depending on whether you regard the United Nations, the North Atlantic Alliance, SEATO, and other such organizations as necessary to the defense of American rights. The Founders would have examined each of these alliances carefully, probably regarding the United Nations as the most dubious.
And finally, on the matter of immigration—unmentioned by Washington in his Address but of great interest to the Founders generally from the Declaration of Independence on—the questions remains as it was: Who do we want as fellow-citizens in our shared enterprise of self-government under the laws of nature and of nature’s God? We have usually wanted immigrants, as the Declaration makes clear. At that time, we wanted Europeans because Europeans were understood to be civilized, ready for self-government, to a degree that most likely immigrants from other countries were not. This no longer holds, to the degree that it did. But we are unquestionably entitled to control our borders, to enforce the laws that the representatives of “We the People” as sovereigns have enacted, and to be the final judges of the criteria for citizenship. Insofar as we depart from those principles, the Founders would once again demur.
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